Advised national financial services firm regarding participation in the federal government’s Term Asset-Backed Securities Loan Facility (“TALF”) program and Private Investment Program (“PPIP”).

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Experience Highlights

Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Litigation over operating agreements and maintenance contracts for rail travel company
Represented a major rail travel company in suits over rail lines owned by the freight railroads in front of the National Arbitration Panel, more
Obtaining various regulatory exemptions for a benefits payment services company
Represented a benefits payment services company in obtaining exemptions from the HIPAA electronic transaction rule. more
Rosa Parks v. LaFace Records
Successfully represented LaFace Records in a lawsuit brought by civil rights icon, Rosa Parks, for naming their Grammy nominated song “Rosa Parks.”  more